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PECB ISO-45001-Lead-Auditor Dumps

PECB Certified ISO 45001 Lead Auditor Exam Questions and Answers

Question 1

Which two of the following are examples of activities that may occur after the third-party audit has been closed by the individual(s) managing the audit programme?

Options:

A.

Addressing any audit complaints.

B.

Conducting a closing meeting.

C.

Conducting a review of opportunities for Improvement.

D.

Revising the audit's objectives.

E.

Updating risks and opportunities to the audit programme.

F.

Writing the audit report.

Question 2

"An audit finding is the result of the evaluation of the collected audit evidence against audit criteria.

Evaluate the following potential formats of audit evidence and select the two that are acceptable.

Options:

A.

Statements by a worker that cannot be verified

B.

Unsigned hand-written changes to test results

C.

An audio recording of a dialogue between the OHS manager and a line worker

D.

Documented information on results of OHS site inspections

E.

Observation of video recorded before the audit started demonstrating the performance of a hazardous activity

F.

Statement of facts by the OHS manager"

Question 3

Match the correct responsibility with each participant of a second-party audit: 

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Options:

Question 4

In the initial communication by the audit team leader for a certification audit, the OHSMS Manager asks that the audit includes detailed coverage of the OHSMS legislation of the local authority, which has been specified in a recent customer contract.

Which two of the following responses should the audit team leader make?

Options:

A.

Add a legal expert to the audit team in order to accept the request.

B.

Advise the OHSMS Manager that the audit criteria has been set as ISO 45001 and the audit programme for certification will need to proceed as planned.

C.

Advise the OHSMS Manager that the new criteria can be included without any problem.

D.

Ask the individual(s) managing the programme whether the audit criteria can be revised to include the new request.

E.

Inform the OHSMS Manager that an audit against the regulatory criteria may be possible but will require a new audit team.

F.

Suggest that the OHSMS Manager cancels the audit contract and reapplies to include the additional criteria.

Question 5

You are an audit team leader conducting an ISO 45001 Stage 2 audit of a nautical college that provides courses for those working in the maritime sector. The College Principal is absent, and the Deputy Principal represents top management.

At the closing meeting attended solely by the Deputy Principal, you inform him that you have found numerous gaps in the OHSMS processes which constitute poor planning and control of the OHSMS. Your team raises a large number of findings including major nonconformities, minor nonconformities, and opportunities for improvement.

Select three of the options which would represent major nonconformities from the evidence described.

Options:

A.

College staff members were not consulted by an external OH&S consultant who was appointed to plan, establish, and maintain the OHSMS.

B.

Fire Marshalls had not been appointed to manage emergency response in the event of a fire breaking out at the college.

C.

No internal audits of the OHSMS had been conducted because the report from the consultant appointed to plan, implement, and maintain the internal audit programme was not complete.

D.

Rainwater dripping from the ceiling in a corridor presented a slip hazard with no mitigating action being taken.

E.

Some of the college staff did not wear personal protective equipment (PPE) during fire drills.

F.

Student Union representatives were unaware of the OH&S policy of the college.

G.

Students were not given OH&S safety training during their initiation to the courses being undertaken.

Question 6

A well-known fast-food organisation (ISO 45001 certified) contracts young people to deliver orders; last week one of them died in a street accident riding for the first time a new motorbike provided by the organisation. You will lead the recertification audit in two weeks, and you plan to prepare a checklist to investigate this incident. The following are potential questions you might ask; match them to the related ISO 45001 clause/subclause. 

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Options:

Question 7

During a second-party audit at a sawmill, you find that the OHSMS Manager conducted the hazard identification process. In the risk assessment report, hazards were listed as physical hazards, chemical hazards, biological hazards, and psychosocial hazards, with the hazards categorized as low, medium, and high risk to be addressed. The OHSMS Manager did not have an action plan for low and medium risks, saying that they ignored those. He stated that they brought in a health and safety consultant to advise on treatment for the high risks.

When interviewing the OHSMS Manager, the auditor presents a nonconformity relating to potential hazards in the factory if the dust extraction system broke down. The OHSMS Manager said that, if that happened, the agreed planned action is that workers would put masks on.

Select one of the options for how the auditor should respond to this statement.

Options:

A.

Advise that the factory should cease its operations if the dust extraction equipment malfunctioned.

B.

Ask the OHSMS Manager to confirm that this action meets regulatory requirements for air purity.

C.

Seek evidence that the response action is both implemented and effective.

D.

Suggest that they should increase their maintenance checks.

Question 8

Which three of the following ISO 45001 activities require the organisation to emphasise non-managerial workers' participation?

Options:

A.

Determining competence requirements

B.

Determining how to fulfil legal requirements

C.

Determining controls on outsourced processes

D.

Managing the internal audit programme

E.

Determining what needs to be communicated

F.

Determining actions to eliminate hazards

G.

Establishing the OHS policy

Question 9

Out of the following, which is not the Part of PDCA cycle ISO 45001? Select the correct option, and then select Submit.

Options:

A.

Treatment of Risks

B.

OHSMS Policy

C.

Environment Management Program

D.

Analyzing OHSMS Performance

Question 10

An audit team leader is interviewing a member of top management in respect of the organisation's performance evaluation processes. It is clear to the audit team leader that there is some confusion as to difference between monitoring and measurement.

Which three of the following statements by the member of top management are correct?

Options:

A.

Monitoring and measurement are used to determine the effectiveness of the OHSMS.

B.

Only measurement can be used as an input into identifying hazards, risks and opportunities.

C.

Our calibration equipment was purchased primarily to support the control of high risk hazards.

D.

Performance indicators are measures that we monitor for trends.

E.

We must keep records of our measurement activity, but whether we keep them of our monitoring activity is entirely up to us.

F.

We often use monitoring to conduct a visual check.

G.

We use a measurement process when we need a visual indication that the output of a process is OK.

Question 11

An audit team leader arrives at a fabrication organisation that manufactures stairways to ..certification audit. At a meeting with the OHSMS Manager the audit finds that the responsibility for worker consultation and participation lies with the managerial team. Select from the options four actions by the managerial team that encourage worker consultation and participation.

Options:

A.

Promoting collaborating workers to higher positions

B.

Appointing worker's representatives

C.

Conducting toolbox talks on health and safety

D.

Giving ownership of health and safety matters

E.

Ignoring worker's suggestions

F.

Implementing a payment scheme to reward worker's OHS performance

G.

Implementing methods tor engaging workers

Question 12

An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: "The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents." A third-party auditor reviewing the internal audit process came across the nonconformity and found that there was no evidence of having been reported to relevant staff. Select three of the following nonconformities that the auditor could raise to ISO 45001.

Options:

A.

9.2.2.e - Management failed to take any action to deal with the audit nonconformity.

B.

9.2.2.d - Staff were not made aware that health and safety incidents were increasing.

C.

8.1.1 - Operations were not properly controlled to avoid health and safety incidents.

D.

9.2.2 - Report IA202 contained a poorly worded nonconformity (NC3).

E.

10.2.b - The root cause of the increase in reported health and safety accidents was not investigated.

F.

7.4.3 - The results of the internal audit IA202 were not communicated to interested parties.

Question 13

Aitchandness inc, manufactures safety footwear and other items of personal protective equipment (PPE). The organisation applied for ISO 45001 certification, and after the initial certificate audit, the certificate body decided that the audit team leader should carry out a follow-up audit to determine whether the non-conformities could be closed out.

A major non-conformity was raised at Stage 2 because of inadequate storage and handling of chemical used in the production process. Minor non-conformities related to retaining documentation, staff safety training and inadequate testing of emergency procedures.

Select four of the actions which the auditor could take at the follow-up audit to determine the effectiveness of corrective action for the non-conformities.

Options:

A.

Ask to review the latest emergency response drill report to check whether the revised emergency response process is fit for purpose

B.

Ask whether the organization’s internal audit schedule was revised to included more audit associated with the storage and handling of chemicals.

C.

Check that the safety data sheets associated with the chemical being used where checked for completeness.

D.

Check whether documented procedures for the revised processes have been signed off by the OH&S Manager.

E.

Determine whether an updated risk assessment has been carried out on the revised chemical storage and handling processes.

F.

Inspect the relevant areas to check whether chemical were being stored and handled in a safe manner.

G.

Interview staff to see whether they have received training in the revised emergency response procedures.

Question 14

An audit team member assigned to audit the management review and planning processes prepares a work document.

What is the name of the document prepared by the auditor?

Options:

A.

Audit checklist

B.

Audit nonconformity report

C.

Audit plan

D.

Audit report

Question 15

You are the audit team leader of an ISO 45001 remote/space certification audit. Which two of the following topics would you need to discuss with the audit OHSMS legislation of the local authority, which has been

Options:

A.

OHS accidents occurred since Stage 1 audit

B.

Access requirements for the virtual platform

C.

Any practical obstacles to the audit

D.

OHS management system hazards identification and risks evaluation process

E.

Results of the last regulatory audit

F.

Trends in the OHS indicators and associated objectives

Question 16

Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.

During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager’s responsibility.

The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.

Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The auditor asks to see the most recent management review meeting minutes.

Which three statement would represent input audit evidence for the management review?

Options:

A.

Allocation of a bigger budget for the OHS department

B.

Decisions on Improvements in the OHSMS

C.

Decisions related to continual Improvement opportunities

D.

Procurement of new safety harnesses for workers

E.

Proposal to priorities health and safety issues as a business strategy

F.

Report showing the trend of on increase in safety incidents

G.

Updates to the risk register

Question 17

Select two of the following options which are not the responsibility of an audit team leader.

Options:

A.

To communicate with the auditee's management.

B.

To develop the audit team's checklists.

C.

To introduce the audit team to the client.

D.

To offer certification to the management.

E.

To report the audit results to the client.

F.

To represent the audit team.

Question 18

You identify that the OSHMS manager conducts a safety inspection of the building each day before the museum opens to the public. You review your latest report and note that there seems to be some confusion between what constitutes a hazard and what constitutes a risk.

Which three of the following observations has the OHSMS manager correctly rated?

Options:

A.

Conference room emergency sign directs people to an exit that is no longer available for use (Hazard)

B.

The carpet on the main staircase is peeling off (Risk)

C.

The emergency light In the gift shop did not work when checked (Risk)

D.

The fire extinguishers in the Natural World area have not been serviced in the last five years [Risk)

E.

The head of the dinosaur suspended over the main hall has become detached from the rest of the skeleton (Risk)

F.

The non-slip mats have been removed from the restaurant (Risk)

G.

There Is a high possibility of unfit food being sold due to the failure of the oven temperature indicator In the visitors' restaurant (Hazard)

Question 19

Based on the image you provided, the question asks to identify which two phrases would apply to a first-party audit.

Options:

A.

The options are:

B.

Certification audit

C.

External audit

D.

Internal audit

E.

Process audit

F.

Regulatory audit

G.

Surveillance audit

Question 20

When calculating an ISO 45001 third party initial audit duration, which two of the following statements are false?

Options:

A.

Consider the number of functions related to OHS management

B.

Consider the number of sites to be sampled

C.

Include outsourced processes

D.

Include the time allocated for lunch breaks

E.

Incorporate the time taken to travel to/from the audit location

F.

Think about the complexity of the organization's business

Question 21

Out of the following, which is not the Part of PDCA cycle of ISO 45001? Select the correct option, and then select Submit.

Options:

A.

Treatment of Risks

B.

OHSMS Policy

C.

Environment Management Program

D.

Analyzing OHSMS Performance Submit

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Total 72 questions